SEC 1474 (7-96)
PI-201373.01
- ------------------------------
FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
- ------------------------------
Check this box if no ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
longer subject to Section Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of
16. Form 4 or Form 5 the Public Utility
obligations may continue. Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
See Instruction 1(b)
Form 3 Holdings Reported
Form 4 Transactions
Reported
- -----------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to
Person* Arch Coal, Inc. (ACI) Issuer
(Check all applicable)
Hunt, Douglas H.
- -------------------------------
(Last) (First) (Middle) 3. IRS Identification 4. Statement for X Director 10% Owner
Number of Reporting Month/Year Officer (give title Other (specify
Person if an December 31, 2000 below) below)
CityPlace One, Suite 300 Entity (Voluntary)
- -------------------------------
(Street) 5. If Amendment, Date 7. Individual or Joint/Group Filing
of Original (Check Applicable Line)
(Month/Year) X Form filed by One Reporting Person
Form filed by More than One
St. Louis, Missouri 63141 Reporting Person
- -------------------------------
(City) (State) (Zip)
- -----------------------------------------------------------------------------------------------------------------------------
Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- -----------------------------------------------------------------------------------------------------------------------------
1.Title of Security 2.Transaction 3.Trans- 4. Securities Acquired 5. Amount of Securities 6.Ownership 7. Nature of
action (A) or Disposed of Beneficially Owned Form: Direct Indirect
Code (D) At the end of Issuer's (D) or Beneficial
Fiscal Year Indirect (I) Ownership
(Instr. 3 and 4) (Instr. 4) (Instr. 4)
Amount (A) or Price
(D)
- ------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned
directly or indirectly. *
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4 (continued) TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------
1.Title of 2. Conver- 3.Trans- 4. Trans- 5. Number 6. Date Exercisable 7.Title and 8. Price of 9. Number of
Derivative sion or action action of and Expiration Date Amount of Derivative Derivative
Security Exercise Date Code Derivative (Month/Day/Year) Underlying Security Securities
(Instr. 3) Price of (Month/ (Instr. Securities Securities (Inst. 5) Beneficially
Derivative Day/ 8) Acquired (Instr. 3 Owned at
Security Year) (A) or and 4) End of
Disposed Year
of (D) (Instr. 4)
(Inst. 3,
4 and 5)
Date Amount
Exerc- Expiration or Number
(A) (D) able Date Title Shares
- ------------------------------------------------------------------------------------------------------------------------------
Phantom Stock 1-for-1 (1) A 7,139 (2) (2) Common 7,139
Stock
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:
(1) Acquired on various dates in 2000 pursuant to Arch Coal, Inc's Director Compensation Plan.
(2) Payable in cash upon termination of the Reporting Person's service on Arch Coal's Board.
/S/Janet L. Horgan February 14, 2001
**By Janet L. Horgan, As Date
Attorney-in-Fact
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information
contained in this form are not required to respond unless the form displays a
currently valid OMB Number.
