| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/05/2016 |
3. Issuer Name and Ticker or Trading Symbol
ARCH COAL INC [ ARCH ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| Remarks: |
| Exhibit List: Exhibit 99.1 - Joint Filers' Information and Signatures This Form 3 is being filed on behalf of Monarch Alternative Capital LP, a Delaware limited partnership ("MAC"), MDRA GP LP, a Delaware limited partnership ("MDRA GP"), and Monarch GP LLC, a Delaware limited liability company ("Monarch GP"). MAC serves as the investment advisor to certain investment funds, MDRA GP is the general partner of MAC, and Monarch GP is the general partner of MDRA GP. Solely for purposes of Section 16 of the Exchange Act, each of MAC, and by virtue of their control of MAC, MDRA GP and Monarch GP, are directors-by-deputization by virtue of MAC's designation of Patrick Bartels, a managing principal of MAC, to ARCH's board of directors. |
| No securities are beneficially owned. |
| MONARCH ALTERNATIVE CAPITAL LP, By: /s/ Michael A. Weinstock, Chief Executive Officer | 10/06/2016 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
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Designated Filer:
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MONARCH ALTERNATIVE CAPITAL LP
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Issuer & Ticker Symbol:
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Arch Coal, Inc. [ARCH]
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Date of Event Requiring Statement:
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October 5, 2016
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Joint Filer Information and Signatures
Joint Filers:
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1.
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Name:
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MDRA GP LP
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Address:
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c/o Monarch Alternative Capital LP, 535 Madison Avenue, New York, New York 10022
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MDRA GP LP
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By: Monarch GP LLC, its general partner
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By: /s/ Michael Weinstock
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October 6, 2016
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Name:
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Michael Weinstock
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Date
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Title:
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Chief Executive Officer
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2.
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Name:
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Monarch GP LLC
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Address:
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c/o Monarch Alternative Capital LP, 535 Madison Avenue, New York, New York 10022
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MONARCH GP LLC
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By:/s/ Michael Weinstock
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October 6, 2016
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Name:
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Michael Weinstock
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Date
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Title:
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Chief Executive Officer
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